When many are harmed.
I represent harmed capital investors in closed-end funds and comparable investments — bundled, coordinated and with the impact that individual investors cannot achieve alone. The focus is on prospectus liability and the liability of the parties behind the scheme: the initiators and economic originators standing behind the investment.
In closed-end funds and comparable investments, individual investors often face a superior force of issuers, initiators and distributors. I bundle parallel claims of many investors and enforce them in a coordinated way — against the fund vehicle as well as against those responsible behind it.
Related field
For listed companies, collective enforcement runs through the capital markets model proceeding (KapMuG). More on the Capital Markets & KapMuG page.
I currently represent harmed investors in several ongoing matters concerning closed-end funds and comparable investments, including:
Information on ongoing matters describes areas of activity; it makes no statement about the outcome of the proceedings.
